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Announcement on the establishment of Guangdong China Securities Investor Service and Dispute Mediation Center

(Summary description)In order to implement the "Opinions on Further Strengthening the Protection of the Legal Rights and Interests of Small and Medium-sized Investors in the Capital Market" (Guobanfa [2013] No. 110), "Support self-regulatory organizations and market institutions to independently or jointly carry out professional mediation of securities and futures in accordance with the law, for small and medium investment “Provide free services”, improve the diversified settlement mechanism of securities and futures disputes in the Guangdong jurisdiction (excluding Shenzhen), and better carry out the mediation of securities and futures disputes in the jurisdiction. Under the guidance of the Guangdong Securities Regulatory Bureau, the Guangdong Securities and Futures Association, Guangdong The Association of Listed Companies jointly initiated the establishment of the Guangdong China Securities Investor Service and Dispute Mediation Center (hereinafter referred to as the Mediation Center) in conjunction with relevant securities and futures legal entities in the jurisdiction. The Mediation Center was recently registered and established in the Guangdong Provincial Civil Affairs Department. The relevant matters are now announced as follows:

Announcement on the establishment of Guangdong China Securities Investor Service and Dispute Mediation Center

(Summary description)In order to implement the "Opinions on Further Strengthening the Protection of the Legal Rights and Interests of Small and Medium-sized Investors in the Capital Market" (Guobanfa [2013] No. 110), "Support self-regulatory organizations and market institutions to independently or jointly carry out professional mediation of securities and futures in accordance with the law, for small and medium investment “Provide free services”, improve the diversified settlement mechanism of securities and futures disputes in the Guangdong jurisdiction (excluding Shenzhen), and better carry out the mediation of securities and futures disputes in the jurisdiction. Under the guidance of the Guangdong Securities Regulatory Bureau, the Guangdong Securities and Futures Association, Guangdong The Association of Listed Companies jointly initiated the establishment of the Guangdong China Securities Investor Service and Dispute Mediation Center (hereinafter referred to as the Mediation Center) in conjunction with relevant securities and futures legal entities in the jurisdiction. The Mediation Center was recently registered and established in the Guangdong Provincial Civil Affairs Department. The relevant matters are now announced as follows:

Information
In order to implement the "Opinions on Further Strengthening the Protection of the Legal Rights and Interests of Small and Medium-sized Investors in the Capital Market" (Guobanfa [2013] No. 110), "Support self-regulatory organizations and market institutions to independently or jointly carry out professional mediation of securities and futures in accordance with the law, for small and medium investment “Provide free services”, improve the diversified settlement mechanism of securities and futures disputes in the Guangdong jurisdiction (excluding Shenzhen), and better carry out the mediation of securities and futures disputes in the jurisdiction. Under the guidance of the Guangdong Securities Regulatory Bureau, the Guangdong Securities and Futures Association, Guangdong The Association of Listed Companies jointly initiated the establishment of the Guangdong China Securities Investor Service and Dispute Mediation Center (hereinafter referred to as the Mediation Center) in conjunction with relevant securities and futures legal entities in the jurisdiction. The Mediation Center was recently registered and established in the Guangdong Provincial Civil Affairs Department. The relevant matters are now announced as follows:
 
1. The Mediation Center accepts investor complaints about securities and futures disputes from securities, funds, futures operating institutions and listed companies in the Guangdong jurisdiction, and coordinates market operators to handle them.
 
2. The mediation center will mediate securities and futures disputes on a voluntary and equal basis based on the investor’s application, and will not charge investors for mediation fees; the mediation agreement will become effective after the relevant parties’ signature or seal, and the parties may have jurisdiction The right people’s court applied to confirm the validity of the mediation agreement.
 
3. The Mediation Center accepts consultations on common problems in the capital market in the jurisdiction.
 
4. Matters involving letters and visits of securities and futures and reports of violations of laws and regulations shall be handled by the Guangdong Securities Regulatory Bureau in accordance with the law.
 
5. Investors can submit inquiries, complaints and mediation matters through the “Guangdong China Securities Investor Service and Dispute Mediation Center” platform of the Guangdong Securities and Futures Association website. To learn more about the mediation rules, please visit the website of Guangdong Securities and Futures Association (http://www.gdcm.org.cn).
 
Complaint hotline: 020-37853815;
 
Email: tjzx@gdcm.org.cn.
 
Special announcement.
 
 
Guangdong Securities and Futures Association Guangdong Listed Companies Association
                                                                                             
 
Guangdong China Securities Investor Service and Dispute Mediation Center
 
                                                                                                               June 16, 2015
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