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SFC staff member Liu Shufan was investigated for insider trading
In 2012, the Guangdong Bureau discovered during daily supervision that Z, the former chairman and general manager of a listed company in the jurisdiction, concealed the fact that company A had related relationships with multiple companies and conducted related transactions by carefully weaving a network of interests. Some of them were related companies. Established by his son. Company A’s 2009 annual reports, 2010 and 2011 interim reports, and annual reports did not disclose related parties and related transactions in accordance with the law, and related transactions that met the temporary announcement standards were not reviewed by the company’s board of directors and disclosed in a timely manner, which violated the relevant laws. Information disclosure laws and regulations.
Recently, the Guangdong Securities Regulatory Bureau, the Guangdong Higher People's Court, and the Guangdong CSI Investor Service and Dispute Mediation Center jointly signed the "Memorandum of Cooperation in Securities and Futures Dispute Litigation and Docking".
In accordance with the work arrangements of the CSRC's "Fairness by Your Side" Investor Protection Special Activity, the Guangdong Bureau has promoted listed companies through measures such as urging listed companies in the jurisdiction to improve voting mechanisms and dividend policies, optimize appeal processing mechanisms, and earnestly fulfill public commitments. Improve the governance mechanism, treat the interests and demands of all investors fairly, and let investors truly feel that "fairness is around."
Pharaoh in Guangzhou has recently encountered an upset. I originally opened an account with Securities Company A. The commission rate has been 0.8‰ for many years. In the first two months, Xiao Zou from Securities Company B found Lao Wang and said that I only charge 0.4‰. Lao Wang moved the account when he was moved. Went to B securities company. I didn’t know that the recent investigation revealed that Company B’s commission has been charged at 0.8‰, and a commission of 5 yuan was also charged for multiple transactions. Pharaoh called the 12386 hotline to complain.