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SFC staff member Liu Shufan was investigated for insider trading
In order to implement the "Opinions on Further Strengthening the Protection of the Legal Rights and Interests of Small and Medium-sized Investors in the Capital Market" (Guobanfa  No. 110), "Support self-regulatory organizations and market institutions to independently or jointly carry out professional mediation of securities and futures in accordance with the law, for small and medium investment “Provide free services”, improve the diversified settlement mechanism of securities and futures disputes in the Guangdong jurisdiction (excluding Shenzhen), and better carry out the mediation of securities and futures disputes in the jurisdiction. Under the guidance of the Guangdong Securities Regulatory Bureau, the Guangdong Securities and Futures Association, Guangdong The Association of Listed Companies jointly initiated the establishment of the Guangdong China Securities Investor Service and Dispute Mediation Center (hereinafter referred to as the Mediation Center) in conjunction with relevant securities and futures legal entities in the jurisdiction. The Mediation Center was recently registered and established in the Guangdong Provincial Civil Affairs Department. The relevant matters are now announced as follows:
Guangdong is the province with the most securities and futures investors in the country. According to statistics, as of the end of March 2015, there were more than 16.6 million investors in this jurisdiction (excluding Shenzhen), accounting for 9% of the country. In recent years, with the active trading of securities and futures, transaction disputes have increased. In order to properly handle investor demands in a timely and proper manner, the regulatory authorities and self-regulatory organizations in the jurisdiction have taken mediation as an important tool for dispute resolution, gradually improved the mediation mechanism, enriched the mediation team, and promoted the continuous development of mediation in the direction of professionalism.
In recent years, the Guangdong Securities Regulatory Bureau (hereinafter referred to as the Guangdong Bureau) has taken the handling of appeals as an important measure for investor protection, and has adhered to the work orientation of "conscientiously safeguarding investors’ rights and serving investors warmly and meticulously" by improving the standardization of appeals processing Level, build a diversified settlement channel for securities and futures disputes, deepen the service function of the request processing window, and strengthen the publicity and education of investors. Actively practice investor protection responsibilities, and be a good gatekeeper and patron saint of investors' legitimate rights and interests.
good morning! Welcome to the 12386 hotline of the China Securities Regulatory Commission for workplace survey interviews. Since its trial operation in September 2013, the 12386 hotline has handled 77,000 valid investor requests, and has gradually become the main channel for investors to report problems and resolve disputes, and become an important window for the regulatory authorities to contact and serve investors. Through the joint efforts of many parties, especially with the strong support of the telecommunications sector, the 12386 hotline has achieved nationwide direct dialing today, allowing investors from all over the country to enjoy the services provided by the 12386 hotline fairly.