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SFC staff member Liu Shufan was investigated for insider trading
Xinzhu Co., Ltd. (002480.SZ) announced on the evening of November 5 that the CSRC imposed a fine of 400,000 yuan on the company’s controlling shareholder, Xinzhu Investment’s failure to disclose its excessive shareholding, and imposed a fine of 400,000 yuan on Xinzhu Investment’s reduction in the restricted transfer. The act was fined 1.7 million yuan, a total fine of 2.1 million yuan. Huang Xiaobo, the person in charge who was directly responsible, was fined 400,000 yuan.
Between June and July of this year, my country's securities and futures markets experienced unusually huge fluctuations, and investors suffered huge losses. On July 10, Meng Qingfeng, Vice Minister of the Ministry of Public Security, led a multi-departmental joint working group to Shanghai to investigate clues of illegal crimes involving securities and futures. After careful investigation, the working group has obtained clues about the suspected manipulation of the futures market and other crimes by the foreign-invested Ishton Company.
China Securities Net News (Reporter Chen Tianyi) Huaren Pharmaceuticals announced that the controlling shareholder Huaren Century Group received the "Administrative Penalty Decision" issued by the China Securities Regulatory Commission on November 13 and imposed 1,300 on the excessive reduction of Huaren Century Group's holdings. A fine of 10,000 yuan was imposed and the person in charge, Dong Chuanwen, was fined 400,000 yuan.
According to the announcement issued by Great Wisdom on the evening of April 30, the company received the "Investigation Notice" from the China Securities Regulatory Commission on April 30, 2015. As the company’s information disclosure was suspected of violating securities laws and regulations, in accordance with the relevant provisions of the "Securities Law of the People's Republic of China", the China Securities Regulatory Commission decided to open a case for investigation. However, the announcement did not explain the specific reasons for the investigation.